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Regulatory & Compliance

Our attorneys advise and represent both businesses and individuals on federal, state and local regulatory and compliance matters.

We provide expert representation to clients who come to us as issues arise, and also help our clients navigate an ever-changing landscape of rules and regulations, so they can stay ahead of potential issues down the road. We formulate creative strategies to effectively manage risks and keep your business running smoothly.

Our services include conducting reviews of account records, policies, procedures, forms, and all levels of operations for our clients to ensure full compliance with applicable laws and regulations. In the last several years of heightened regulation and regulatory oversight, we have assisted clients in responding to regulatory inquiries as well as state and federal examinations. Additionally, we can expertly navigate through administrative actions and enforcement proceedings when necessary.

The ability to apply a litigator's eye and judgement to the complexity of day-to-day business activities affords our clients aggressive cost saving solutions. We have developed, in collaboration with our clients, “best-practice” programs in lieu of protracted litigation.


Our attorneys are available to discuss your legal needs – call or email us today to schedule a complimentary consultation. For urgent matters, we can be reached by phone any time at 212-566-6213.

Firm Headquarters
225 Broadway, Suite 715
New York, NY 10007
212.566.8165 (fax)
New Jersey Office
1086 Teaneck Rd, Suite 3A
Teaneck, NJ 07666
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